基于二次分解与SAXGBoost-LSTM的特高拱坝变形组合预测模型

Combined prediction model for deformation of ultra-high arch dam deformation based on secondary decomposition and SAXGBoost-LSTM

  • 摘要: 为提升特高拱坝变形预测精度,针对高坝体复杂受力特征、变形受多因素强耦合影响以及传统模型适配性不足等问题,提出一种基于变分模态分解与SAXGBoost-LSTM的组合预测模型。首先,采用模态分解与样本熵将变形实测序列解耦并分类为周期项、趋势项与残差序列。针对周期项与趋势项的时序特征,利用RRTO算法优化的SAXGBoost模型进行预测;其次,针对残差序列非线性特征强、高频波动显著的特点,对残差序列进行降噪后二次分解,再采用LSTM对分解后的残差子序列进行预测。最后,将各分量预测结果叠加,得到特高拱坝最终变形的预测值。应用实例表明,小波降噪结合二次分解能够高效识别并筛选残差序列中的有效信息,所建立的组合预测模型可充分挖掘特高拱坝变形与环境量之间的非线性关系,为特高拱坝运行性态预测提供了新思路。

     

    Abstract: Accurate deformation prediction is essential for the long-term safety monitoring and structural health evaluation of ultra-high arch dams. Traditional prediction methods often fail to comprehensively capture the coupled periodic fluctuation, long-term trend evolution, and strong nonlinear random noise contained in dam deformation time series, resulting in limited prediction accuracy and generalizability. To enhance the prediction accuracy of the deformation prediction for ultra-high arch dams, a combined model is developed by integrating long short-term memory (LSTM), variational mode decomposition (VMD), extreme gradient boosting (XGBoost), self-attention (SA), and the rapidly exploring random tree optimization algorithm (RRTO), referred to as the SAXGBoost-LSTM prediction model. First, the measured time series of the deformation time series is decomposed into a series of intrinsic modes and a residual sequence using VMD. Unlike conventional empirical decomposition methods, VMD can adaptively separate signal components with independent frequency characteristics and effectively suppress mode mixing phenomena, providing a stable decomposition foundation for subsequent multi-component modeling. The intrinsic modes are reconstructed into periodic and trend terms based on sample entropy. Sample entropy can quantitatively reflect the complexity and randomness of each mode component, which provides a reliable basis for distinguishing periodic load-induced deformation and long-term structural trend deformation. The RRTO-SAXGBoost model is utilized for prediction based on the characteristics of the periodic and trend terms. The self-attention mechanism is introduced to optimize the feature extraction capability of XGBoost, which can adaptively assign weights to different time-series features and highlight key deformation variation information. Moreover, the RRTO algorithm is adopted to optimize the hyperparameters of the model, avoiding the prediction instability caused by manual parameter selection. Due to the strong nonlinear characteristics of the residual data, the residual sequence is first denoised and the denoised data is then subjected to secondary decomposition to reduce the prediction difficulty. The wavelet denoising operation can effectively eliminate high-frequency measurement noise in residual sequences and retain effective deformation information. The secondary decomposition further reduces the nonlinear complexity and randomness of residual subsequences, making the difficult-to-predict residual components more regular and predictable. The decomposed residual subsequences are predicted using the LSTM. LSTM possesses unique advantages in learning long-term dependencies and nonlinear variation rules of time-series data, which is suitable for fine prediction of complex residual subsequences. Finally, the final prediction values of the dam deformation predictions are obtained by superimposing the prediction results of the periodic, trend, and residual sequences. The research results demonstrate that wavelet denoising, combined with secondary decomposition, can extract useful information from the residual sequence. The combined prediction model can capture the nonlinear relationship between dam deformation and environmental variables. Compared with single prediction models and traditional decomposition-combined models, the proposed hybrid framework achieves better fitting performance and generalization ability. It provides a new approach to predicting the structural performance of ultra-high arch dams.

     

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