基于ICEEMDAN与优化LSSVM的大坝变形预测模型及应用

Deformation prediction model for dams based on ICEEMDAN and optimized LSSVM and its application

  • 摘要: 针对大坝变形序列中的噪声干扰和非线性特征,本文提出了一种基于ICEEMDAN-EBQPSO-LSSVM-LSTM的组合预测模型,以提高大坝变形预测精度。首先,采用改进的自适应噪声的集合经验模态分解(ICEEMDAN)对原始变形数据进行分解,提取多个平稳子序列;其次,提出一种改进的量子粒子群优化算法(EBQPSO),对最小二乘支持向量机(LSSVM)的超参数优化后,对各子序列进行初步预测;然后,利用长短期记忆网络(LSTM)对残差进行预测,进一步提升预测精度。最后,将初步预测结果与残差预测值相结合,得到最终的变形预测值。通过对某水电站重力坝的实测变形数据的预测分析,得出本文模型在预测精度和稳定性方面均优于其他模型,有效提升了大坝变形预测的准确性,为大坝安全监测与风险预警提供了更可靠的技术支撑,对大坝变形监测具有实际参考价值。

     

    Abstract:
    Accurate prediction of dam deformation is paramount for structural health monitoring, operational safety, and risk mitigation of hydraulic infrastructure. However, achieving high precision remains challenging due to the inherent complexities in deformation monitoring sequences, characterized by significant noise interference and pronounced nonlinear features. To address these limitations and enhance predictive performance, this paper proposes a novel hybrid forecasting model integrating Improved Complete Ensemble Empirical Mode Decomposition with Adaptive Noise (ICEEMDAN), Elite Breed Quantum Particle Swarm Optimization (EBQPSO), Least Squares Support Vector Machine (LSSVM), and Long Short-Term Memory (LSTM) networks, denoted as the ICEEMDAN‑EBQPSO‑LSSVM‑LSTM model.
    The proposed methodology adopts a sophisticated multi-stage decomposition–prediction–integration framework. In the first stage, the raw, noisy dam deformation time series data are processed using ICEEMDAN. This advanced signal decomposition technique effectively mitigates noise and non-stationarity inherent in the original data by adaptively decomposing it into a finite set of relatively stationary, simpler, and more predictable sub-components (Intrinsic Mode Functions, IMFs) alongside a residual trend component. This decomposition step is crucial for simplifying subsequent prediction tasks by isolating different frequency characteristics and underlying trends within the complex signal.
    In the second stage, each decomposed sub-component (IMF) undergoes preliminary prediction. For this task, LSSVM models are employed due to their strong capability in handling nonlinear regression problems and providing global optimal solutions with relatively low computational complexity compared to standard Support Vector Machines (SVM). However, the predictive performance of LSSVM is highly sensitive to the selection of its hyperparameters, notably the regularization parameter (γ) and the kernel parameter (σ2) when using a Radial Basis Function (RBF) kernel. To overcome the limitations of manual or suboptimal parameter tuning, this paper introduces the EBQPSO algorithm. EBQPSO constitutes a significant enhancement over basic Quantum‑behaved Particle Swarm Optimization (QPSO), incorporating improved mechanisms for particle encoding, position updating, and convergence control to more effectively and efficiently explore the hyperparameter space. It is specifically designed and applied to automatically optimize the critical hyperparameters of the LSSVM models for each individual IMF sub-component, ensuring that each model achieves its optimal predictive configuration for its particular sub-signal characteristics.
    Despite the optimized LSSVM predictions for each IMF, the preliminary forecast results inevitably contain residual errors. These arise from factors such as imperfect decomposition, model generalization limits, and inherent stochasticity not fully captured by the EBQPSO‑optimized LSSVM models for the sub-components. Recognizing that these residuals often exhibit complex temporal dependencies, the third stage employs an LSTM network. LSTM networks, a specialized type of recurrent neural network (RNN), are renowned for their ability to learn and model long‑range temporal dependencies and sequential patterns within time series data. Here, an LSTM model is trained specifically to forecast the residual sequence obtained from the aggregated preliminary predictions of the ICEEMDAN sub-components. This residual correction step is designed to capture and compensate for intricate temporal patterns overlooked by the initial prediction stage, thereby significantly enhancing the overall model’s accuracy.

     

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