基于GAN-SCA-GRU模型的混凝土坝变形增强优化预测

Enhanced and optimized prediction of concrete dam deformations using the GAN-SCA-GRU model

  • 摘要: 混凝土坝变形效应量与水压、温度、时效等影响因子间存在显著非线性特征。借助门控循环单元(Gated Recurrent Unit,GRU)双门控机制刻画影响因子与变形量间非线性映射信息关系,优化计算梯度消失或爆炸问题以提升模型预测性能;引入正余弦算法(Sine Cosine Algorithm,SCA)构造全局搜索和局部开发双线程迭代策略方程,实现GRU模型超参数组合高效优化。在此基础上,针对大坝监测数据可能存在的少样本问题,采用生成对抗网络(Generative Adversarial Networks,GAN)生成高质量仿真数据,弥补小数据量变形预测缺陷,继续提升预测模型泛化能力和精度。以某混凝土重力拱坝典型测点变形预测为例,建立大坝GAN-SCA-GRU变形预测模型,并与多层感知机神经网络、卷积神经网络、双向长短期记忆网络等预测模型进行对比分析。研究结果表明:不同原始数据具备不同数据特征,相同模型下SCA优化方法优化效果亦存在不同,综合分析拟合优度、平均绝对误差、平均相对误差、均方误差等指标,SCA-GRU模型整体表现最好;对数据集进行增强处理后,所建GAN-SCA-GRU模型可进一步提高拟合优度,平均绝对误差、平均相对误差、均方误差等指标也得到进一步降低,反映出所建模型具备更优良的预测性能。本研究可为提升混凝土坝安全监测预警能力提供有效技术支撑。

     

    Abstract: Concrete dams play a crucial role in flood control, water resource allocation, and power generation. Affected by complex service environments, the durability of dam construction materials, extreme events, and operational scheduling, concrete dams still exhibit weak points or uncontrollable factors during their safe service. Deformation is an important response parameter reflecting the service performance of concrete dams, and accurately predicting the deformation response of concrete dams is of great significance for assessing the service status of dams. There are significant nonlinear characteristics between the deformation response of concrete dams and influencing factors such as water pressure, temperature, and time effects. By leveraging the dual-gate mechanism of the Gated Recurrent Unit (GRU), this study characterizes the nonlinear mapping relationship between influencing factors and deformation quantities, and mitigates the problem of gradient vanishing or explosion to improve the model's prediction performance. It introduces the Sine Cosine Algorithm (SCA) to construct a dual-thread iterative strategy for global search and local exploitation, achieving efficient optimization of the GRU model hyperparameter combination. On this basis, to address the potential small-sample problem in dam monitoring data, Generative Adversarial Networks (GAN) are adopted to generate high-quality simulated data, compensating for the limitations of deformation prediction with small datasets and further enhancing the generalization ability and accuracy of the prediction model. Taking the deformation prediction of typical measuring points of a concrete gravity-arch dam as an example, a GAN-SCA-GRU dam deformation prediction model is established and compared with other prediction models such as multi-layer perceptron (MLP) neural network, convolutional neural network (CNN), and bidirectional long short-term memory (BiLSTM) network. Specifically, the radial displacements at the dam crest of dam section 18# (mid-dam) and dam section 26# (dam abutment) are selected as the research objects. The study period includes a total of 117 data points, which constitutes a small dataset. The sizes of the training set, validation set, and test set are 95, 12, and 10, respectively. The results show that the optimization effect of the SCA algorithm varies with different original data and different models. For dam section 18#, the SCA algorithm has a relatively pronounced optimization effect on the CNN and GRU models, a moderate effect on the BiLSTM model, but an insignificant effect on the MLP model, and it is prone to falling into local optima. For dam section 26#, the SCA algorithm exhibits a certain optimization effect on all the adopted prediction models. For both dam sections 18# and 26#, the SCA-GRU model achieves the best overall prediction and fitting performance, followed by the SCA-CNN model. Taking the optimized SCA-GRU model as an example, the GAN method is first used to augment the input sample data before conducting prediction and analysis. The results indicate that the established GAN-SCA-GRU model can further improve the goodness of fit, while reducing indicators such as mean absolute error, mean relative error, and mean squared error, demonstrating that the generalization ability and robustness of the GAN-SCA-GRU model after data augmentation are further enhanced. The prediction model constructed in this study accurately characterizes the nonlinear mapping relationship between the deformation response of concrete dams and influencing factors, effectively improves the accuracy of safety monitoring and early warning of concrete dams, and can provide effective technical support for their safe service. It is suggested that when addressing specific problems, appropriate modeling methods should be selected through comparison in combination with the characteristics of response data. For the case of a small original dataset, optimizing sample augmentation methods and augmentation magnitude is an important direction for future research.

     

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